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Securities Investor Protection Act
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261	Cross Cutting Topics Customised Report Table of Contents Introduction Add to Reading List Source URL: opengovguide.theideabureau.netdna-cdn.com Language: English - Date: 2014-11-12 05:35:43 India Right to Information Act Science United Nations Convention against Corruption Transparency Conflict of interest Political corruption Global Integrity Investor Protection and Securities Reform Act Law Ethics Freedom of information legislation
262	Nationally Recognized Statistical Rating Organizations; Correction Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 13:51:32 Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Credit rating agency Securities Exchange Act Asset-backed security Federal Reserve System Government Investor Protection and Securities Reform Act Financial regulation Finance United States securities law
263	Notice of Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-23 16:41:16 Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Financial economics Government Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission
264	Microsoft PowerPoint - Consumer Liaison 1408 Cude Birnbaum Title Insurance Shopping Tools final Add to Reading List Source URL: naic.org Language: English - Date: 2014-11-20 11:45:48 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Investor Protection and Securities Reform Act United States corporate law United States federal banking legislation Consumer protection
265	The JOBS Act of 2012: Equity Crowdfunding Requires Innovative Securities Regulation in the Information Age Gregory M. Karch Software and the internet are rapidly moving startup investing into the information age. “Eq Add to Reading List Source URL: law.famu.edu Language: English - Date: 2014-11-14 10:22:32 Stock market Crowd funding U.S. Securities and Exchange Commission Venture capital Security Investor Investor Protection and Securities Reform Act Hedge fund Financial economics Investment Finance
266	Accredited Investor Pool* Meeting of SEC Advisory Committee on Small and Emerging Companies December 17, 2014 Rachita Gullapalli Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 14:29:36 Accredited investor Hedge fund Regulation D Dodd–Frank Wall Street Reform and Consumer Protection Act Private equity Collective investment scheme U.S. Securities and Exchange Commission Form D Institutional investor Financial economics Investment Finance
267	C:rsnsonDatamingtQuadtaL8803_enr.xml Add to Reading List Source URL: www.cmpdd.org Language: English - Date: 2014-10-15 09:18:23 Government Law Investor Protection and Securities Reform Act America COMPETES Act 105th United States Congress Workforce Investment Act United States
268	Study Regarding Financial Literacy Among Investors: Library of Congress Report on Financial Literacy (Part 2) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-30 09:49:28 United States securities law Investor education Securities Financial literacy Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Jump$tart Coalition for Personal Financial Literacy Securities fraud Economics Finance Financial regulation
269	April 15, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-25 15:53:38 Economics U.S. Securities and Exchange Commission Short Mutual fund scandal Financial adviser Securities market Investor Protection and Securities Reform Act Yield spread premium Finance Business Financial economics
270	194 of 199 EXHIBIT 5 Rule G-1: Separately Identifiable Department or Division of a Bank (a) Municipal Securities Dealer Activities. (i) A separately identifiable department or division of a bank, as such term is used in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:54 Business Professional certification in finance Finance Financial adviser Investment Security General Securities Representative Exam Investor Protection and Securities Reform Act Registered Investment Advisor Financial economics United States securities law Stock market

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